Sarbanes-Oxley (SOX) Testing

Sarbanes-Oxley (SOX) Testing, available at $44.99, has an average rating of 4.05, with 15 lectures, 2 quizzes, based on 131 reviews, and has 576 subscribers.

You will learn about Identify methods to ensure the proper controls are selected for testing. Identify the variance between key controls and secondary controls. Understand and execute testing procedures for design and operating effectiveness of controls. Evaluate methods for executing testing such as: inquiry, observation, reperformance, walkthroughs, and data mining. Explore the nature of timing for your test of controls. This course is ideal for individuals who are Anyone interested in finance, accounting, risk management or related fields. It is particularly useful for Anyone interested in finance, accounting, risk management or related fields.

Enroll now: Sarbanes-Oxley (SOX) Testing

Summary

Title: Sarbanes-Oxley (SOX) Testing

Price: $44.99

Average Rating: 4.05

Number of Lectures: 15

Number of Quizzes: 2

Number of Published Lectures: 14

Number of Published Quizzes: 2

Number of Curriculum Items: 17

Number of Published Curriculum Objects: 16

Original Price: $39.99

Quality Status: approved

Status: Live

What You Will Learn

Identify methods to ensure the proper controls are selected for testing.
Identify the variance between key controls and secondary controls.
Understand and execute testing procedures for design and operating effectiveness of controls.
Evaluate methods for executing testing such as: inquiry, observation, reperformance, walkthroughs, and data mining.
Explore the nature of timing for your test of controls.

Who Should Attend

Anyone interested in finance, accounting, risk management or related fields.

Target Audiences

Anyone interested in finance, accounting, risk management or related fields.

Often, when the term Sarbanes-Oxley (SOX) comes up, individuals contemplate the testing processes that are required to be executed. As evidenced in previous courses, many things must occur prior to even beginning to contemplate what, when and how to test. Previous courses have discussed an overview of the Sarbanes-Oxley legislation at a high level, SOX authoritative bodies including the Public Company Accounting Oversight Board (PCAOB) and the Securities and Exchange Commission (SEC), the evolution of the Sarbanes-Oxley standards, performing a top down risk assessment (RA), evaluating entity level and soft controls, SOX sections 404, 302, 806, 902, and 906, and the connection to an internal control framework and the Committee of Sponsoring Organizations (COSO) 2013.

This course focuses on the validation of control operations, which is executed through tests of controls. Tests can be performed in multiple ways and will be dependent on the type of control. In some instances, several tests may be performed on one control.

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) Testing. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

Course Curriculum

Chapter 1: Introduction

Lecture 1: Introduction to Sarbanes-Oxley (SOX) Testing

Lecture 2: Selecting Controls to Test

Lecture 3: Design Effectiveness

Lecture 4: Testing Operating Effectiveness

Lecture 5: Relationship of Risk to Controls Tested

Lecture 6: SOX – Nature of Tests

Lecture 7: SOX – Timing of Tests

Lecture 8: Key Vs. Secondary Controls

Lecture 9: Inquiry

Lecture 10: Walkthroughs

Lecture 11: Data Mining and Analytical

Lecture 12: Course Summary

Chapter 2: Supporting Materials

Lecture 1: Slides: Testing

Lecture 2: Testing Glossary/Index

Chapter 3: Review and Test

Instructors

Illumeo Learning
Condensed and Efficient Courses for Busy Professionals
Lynn Fountain (Illumeo)

Rating Distribution

1 stars: 2 votes
2 stars: 12 votes
3 stars: 15 votes
4 stars: 59 votes
5 stars: 43 votes

Frequently Asked Questions

How long do I have access to the course materials?

You can view and review the lecture materials indefinitely, like an on-demand channel.

Can I take my courses with me wherever I go?

Definitely! If you have an internet connection, courses on Udemy are available on any device at any time. If you don’t have an internet connection, some instructors also let their students download course lectures. That’s up to the instructor though, so make sure you get on their good side!

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