Fundamentals of Compliance and Compliance Governance Model

Fundamentals of Compliance and Compliance Governance Model, available at $49.99, has an average rating of 4.21, with 28 lectures, 1 quizzes, based on 595 reviews, and has 2248 subscribers.

You will learn about Learn about the Fundamentals of Compliance and Compliance Requirements Learn about different Regulators including Financial Regulatory Bodies of the World Learn about different Laws, Acts, Regulations, and Standards applicable in the World Learn about Different Sectors such as Health Sector, Media Sector, Internet Based Companies and Financial Institutions Specific Regulatory Requirements Learn about the Compliance Governance Models and Role of Governance of a Company or Organization in Compliance Learn about the Roles and Responsibilities of Compliance Committee Learn about the Key Attributes of a Strong Compliance Functions including Roles and Responsibilities This course is ideal for individuals who are Compliance Professionals, Compliance Officers, Compliance Analysts, Compliance Reviewers or Money Laundering Reporting Officers (MLRO), Anti Money Laundering (AML) Specialists, AML Analysts, or Departmental Heads of companies, Senior Managers or Managers, and other Employees or Internal Auditors or Others who want to learn about the Fundamentals of Compliance and Compliance governance Structure or Compliance and Risk Management Students It is particularly useful for Compliance Professionals, Compliance Officers, Compliance Analysts, Compliance Reviewers or Money Laundering Reporting Officers (MLRO), Anti Money Laundering (AML) Specialists, AML Analysts, or Departmental Heads of companies, Senior Managers or Managers, and other Employees or Internal Auditors or Others who want to learn about the Fundamentals of Compliance and Compliance governance Structure or Compliance and Risk Management Students.

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Summary

Title: Fundamentals of Compliance and Compliance Governance Model

Price: $49.99

Average Rating: 4.21

Number of Lectures: 28

Number of Quizzes: 1

Number of Published Lectures: 28

Number of Published Quizzes: 1

Number of Curriculum Items: 29

Number of Published Curriculum Objects: 29

Original Price: $19.99

Quality Status: approved

Status: Live

What You Will Learn

Learn about the Fundamentals of Compliance and Compliance Requirements
Learn about different Regulators including Financial Regulatory Bodies of the World
Learn about different Laws, Acts, Regulations, and Standards applicable in the World
Learn about Different Sectors such as Health Sector, Media Sector, Internet Based Companies and Financial Institutions Specific Regulatory Requirements
Learn about the Compliance Governance Models and Role of Governance of a Company or Organization in Compliance
Learn about the Roles and Responsibilities of Compliance Committee
Learn about the Key Attributes of a Strong Compliance Functions including Roles and Responsibilities

Who Should Attend

Compliance Professionals, Compliance Officers, Compliance Analysts, Compliance Reviewers
Money Laundering Reporting Officers (MLRO), Anti Money Laundering (AML) Specialists, AML Analysts,
Departmental Heads of companies, Senior Managers or Managers, and other Employees
Internal Auditors
Others who want to learn about the Fundamentals of Compliance and Compliance governance Structure
Compliance and Risk Management Students

Target Audiences

Compliance Professionals, Compliance Officers, Compliance Analysts, Compliance Reviewers
Money Laundering Reporting Officers (MLRO), Anti Money Laundering (AML) Specialists, AML Analysts,
Departmental Heads of companies, Senior Managers or Managers, and other Employees
Internal Auditors
Others who want to learn about the Fundamentals of Compliance and Compliance governance Structure
Compliance and Risk Management Students

Without Compliance, organizations or companies either shut down or face significant penalties and finesfrom regulators. Companies and institutions lose millions of dollars, due to weak compliance governance and practices.

If a company is earning lots of revenues year on year but is not complying with applicable laws and regulations, can lose a significant portion of that revenue due to potential penalties and fines that may be imposed by regulators.

Therefore, organizations or companies spend heavy amountson establishing and maintaining a strong Compliance Structure, to ensure applicable laws, regulations, rules, standards, etc. are complied with. Huge amounts of salaries and attractive packages are offered to compliance professionals by organizations and companies, for this purpose.

This course will provide you with knowledge and understanding about the robust Compliance Governance Structure and Mechanismthat help organizations to grow and avoid penalties ad fines. You will learn how Compliance Governance and Compliance Practices operate within an organization, from Top to Bottom. You will learn about the Compliance Governance Model, Three Lines of Defense Model, Role and Composition of Compliance Committee, Compliance Function, etc.

In this course you will learn the Fundamentals of Compliance and the desired Compliance Governance Model, to be established by organizations, companies, or institutions, to avoid loss of their revenues, penalties, and reputational losses.You will learn about the Fundamentals of Compliance, Strong Compliance Culture, and Its Core Components. You will learn about different key Regulators of the World, including SEC, FCA, FINCEN, FINTRAC, etc., and different significant Laws, Regulations, Acts, and Standards, including PCI DSS, GDPR, SOX ACT, IFRS, ISO ISMS, AML/CFT, etc. You will learn about different sectors and sector-specific laws, and regulations.

MCQs, Quizzes, and Study Resources:

Multiple Choice Questions (MCQs) are also made part of this course so that you will be able to test your knowledge gained by attending this course.
Quizzesare also to be attempted by you, as part of this course.
Additional study resourcesshall also be provided to you, as part of this course.
You will also get lifetime access to this course.
You will earn a certificate of completion after attending this course, which you can use to demonstrate your knowledge about Compliance, Laws, Regulations, Standards, Compliance Governance, etc.
There is no pre-requisite for this course and this course can be completed within a few hours.

Who Is This Course For?

Executives, Senior Management, and Middle Management
Compliance Professionals, including the newly appointed Chief Compliance Officer (CCO),
Compliance Analysts, AML Analysts,
MLROs, DMLROs, etc
Compliance or Risk Management Consultants
Internal Auditors and Internal Controls Analysts
Business and Compliance Consultants
Startup owners or Founders
Business, Risk, and Compliance Students
Anyone who wants to learn about Compliance, Regulations, Laws, Standards, Compliance Governance Structures, etc. should join this course.

Thank you,

Happy learning.

Course Curriculum

Chapter 1: Introduction

Lecture 1: Introduction

Lecture 2: Why Is This Course Important? Lets Discuss Some Important Factors

Lecture 3: Learning Outcomes of this Course

Chapter 2: Fundamentals of Compliance in An Organizations or Institution

Lecture 1: Compliance and Efforts for Compliance

Lecture 2: Key Sources of Compliance Requirements

Lecture 3: Example of Applicable Laws and Regulations for a Company

Lecture 4: Purpose of Compliance Sources for an Organization or Institution

Lecture 5: Understanding the differences between Laws, Regulations and Policies

Chapter 3: Quiz

Lecture 1: Quiz on Compliance Sources

Chapter 4: Fundamentals Principles of Compliance Culture

Lecture 1: What is Compliance Culture and What are Its 4 main Components

Lecture 2: How To Identify a Strong or Weak Compliance Culture in an Organization

Lecture 3: Ultimate Consequences of a Weak Compliance Culture

Chapter 5: Quiz 2

Lecture 1: Quiz 2 – Identification of Indicators of Weak and Strong Compliance Culture

Chapter 6: Famous Regulators and Famous Laws and Regulations of the World

Lecture 1: Some Famous Regulatory Bodies and Authorities in the World

Lecture 2: GDPR, HIIPAA, SOX Act, PCI DSS, AML Act, Financial Reporting Standards Explained

Lecture 3: Different Sectors and their Specific Laws and Regulations Explained

Chapter 7: Compliance Governance Models

Lecture 1: Three Lines of Compliance Governance Model

Lecture 2: Role of Organization's Governance in Ensuring Compliance

Lecture 3: What is Compliance Management Committee and What are Its Roles in Compliance

Lecture 4: Composition and Structure of Compliance Management Committee (CMC)

Chapter 8: Compliance Function

Lecture 1: What is a Compliance Function or Department?

Lecture 2: Requirements of Independence and Access Rights of of Compliance Function

Lecture 3: Compliance Communications – How Compliance Function Communicates?

Lecture 4: What is a Compliance Program and What are Its Components?

Lecture 5: What Resources are required by a Compliance Function or Compliance Department?

Lecture 6: What Skillset Is Required from a Compliance Professional or a Compliance Team

Lecture 7: Maintenance of a Centralized Compliance Database by Compliance Team

Lecture 8: Compliance Reviews and Coordination With Law Enforcement Authorities (LEAs)

Chapter 9: Multiple Choice Questions

Instructors

Governance Risk and Compliance GRC
Governance, Compliance, and Risk Management Courses

Rating Distribution

1 stars: 8 votes
2 stars: 15 votes
3 stars: 105 votes
4 stars: 218 votes
5 stars: 249 votes

Frequently Asked Questions

How long do I have access to the course materials?

You can view and review the lecture materials indefinitely, like an on-demand channel.

Can I take my courses with me wherever I go?

Definitely! If you have an internet connection, courses on Udemy are available on any device at any time. If you don’t have an internet connection, some instructors also let their students download course lectures. That’s up to the instructor though, so make sure you get on their good side!

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