Series 24 – General Securities Principal Exam

Master Securities Supervision and Management: Your Path to Series 24

Become a securities industry leader with this comprehensive course. Designed to prepare you for the Series 24 exam, this program covers the essential knowledge and skills required for a supervisory role.

What You’ll Learn:

• Regulatory Framework: Understand the complex regulatory environment for securities firms.

• Supervisory Responsibilities: Learn to oversee sales, trading, underwriting, and compliance activities.

• Risk Management: Identify, assess, and mitigate risks within the firm.

• Business Operations: Understand the operational aspects of a securities firm.

• Financial Reporting and Analysis: Develop skills in financial analysis and reporting for supervisory purposes.

No prior experience in the securities industry is required!

Our course is designed to be accessible to a wide audience, including those new to finance. We’ll start with the fundamentals and gradually build upon your knowledge.

A basic understanding of business and economics would be helpful but is not essential. We’ll provide clear explanations and examples throughout the course.

This course is designed for individuals aspiring to a supervisory role in the securities industry. It’s ideal for:

• Branch Managers: Looking to enhance their supervisory knowledge and skills.

• Compliance Officers: Interested in understanding the supervisory role.

• Registered Representatives: Seeking to advance their careers into management.

• Financial Advisors: Interested in the supervisory aspects of the securities industry.

Whether you’re a seasoned industry professional or looking to transition into a supervisory role, this course provides valuable insights and strategies.

By completing this course, you’ll be well-prepared for the Series 24 exam and a leadership role in the securities industry.

Enroll today and start your journey to securities supervision!

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Frequently Asked Questions

How long do I have access to the course materials?

You can view and review the lecture materials indefinitely, like an on-demand channel.

Can I take my courses with me wherever I go?

Definitely! If you have an internet connection, courses on Udemy are available on any device at any time. If you don’t have an internet connection, some instructors also let their students download course lectures. That’s up to the instructor though, so make sure you get on their good side!